Chief Compliance Officer, FinTech Job at Larson Maddox, New York, NY

WGEyWW5FWGd3dlAzYkhpYkJONnl1SlB0Tmc9PQ==
  • Larson Maddox
  • New York, NY

Job Description

An exciting startup FinTech in the banking, cards and lending space is seeking a dedicated Chief Compliance Officer to join their firm as they continue their targeted growth and expansion. The firm successfully raised a Series B funding round and has grown their customer base deeper in key markets while also adding new products and offerings. This opportunity requires interaction with key stakeholders and executives, as well as working closely with the broader risk, fraud, legal, and compliance teams. An ideal candidate will have experience with scaling the various layers within the fraud, risk, and compliance program at an expanding startup in the FinTech landscape.

The position focuses on optimization of the compliance program by leveraging the use of automation and AI where possible, adding and streamlining systems where appropriate, and facilitating the expansion of products and business while remaining compliant with any relevant laws and regulations. The ideal candidate will have experience automating and implementing the necessary changes to scale. In addition, exposure to the Investment Advisers Act and work with treasury management are a plus.

Requirements:

  • 10+ years of experience within banking, lending, payments, and/or cards (consumer compliance)
  • Experience scaling a compliance program at a FinTech is strongly preferred
  • Ability to manage a team and work with key stakeholders to drive the business forward
  • Excellent communication skills and executive presence required
  • 5 days in the office

Job Tags

Work at office,

Similar Jobs

Spark Technology Consulting

Cyber Security Engineer (Washington) Job at Spark Technology Consulting

 ...CYBER SECURITY ENGINEER (ENTRY-LEVEL) Location: DC METRO/HYBRID Position Responsibilities: Manage Microsoft Azure Identity Management...  ..., Information Technology, Business, or related field. Experience: Knowledge of Microsoft and Linux Operating Systems, Active Directory... 

Ecolab Inc.

Pest Control Technician Job at Ecolab Inc.

 ...Job Description Start your career as a Pest Control Technician in our 7-week comprehensive PAID TRAINING program designed to provide the tools and resources for you to be one of the best in your field no prior experience required! Once in an established route, this... 

Insight Global

Junior Data Analyst Job at Insight Global

 ...and interpreting data, identifying trends, and providing insights - Experience with BI visualization tools such as Power Bi and Tableau - Proficiency in SQL for data extraction and processing and basic programming (python, R) - Background in Excel creating pivot... 

Schneider

CDL-A Dedicated Truck Driver Position Job at Schneider

Job Description:Join Our Team as a Dedicated Truck Driver!Average Pay: $1,190-$1,310 weeklyHome Time: DailyExperience: Minimum 3 months of CDL driving experience requiredOverview:Transport pallets using dry van trailers.Enjoy a 100% no-touch freight experience with... 

Mitsubishi Chemical Advanced Materials

CNC Machinist-Advanced (2070) Job at Mitsubishi Chemical Advanced Materials

 ...Job Description Group Company: ~ Mitsubishi Chemical Advanced Materials \n Mitsubishi Chemical Advanced Materials is a leading...  ...materials in the form of semi-finished products and finished parts. The company has locations in 20 countries and more than 2,800...